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Kathleen E Carrion

Morgan Stanley

Palo Alto, CA

Fresno, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-11-19
CA RA APPROVED 2021-11-01
  • TX RA
    APPROVED
    Since 2021-11-19
  • CA RA
    APPROVED
    Since 2021-11-01

Branch Locations

1400 Page Mill Road, Palo Alto, CA 94304 • United States

5250 North Palm Avenue Suite 321, Fresno, CA 93704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Palo Alto CA 10/2020 Present
Wells Fargo Advisors East Palo Alto CA 03/2017 10/2020
Four Seasons Hotel Silicon Valley East Palo Alto CA 08/2006 03/2017
  • 10/2020 → Present
    Morgan Stanley
    Palo Alto, CA
  • 03/2017 → 10/2020
    Wells Fargo Advisors
    East Palo Alto, CA
  • 08/2006 → 03/2017
    Four Seasons Hotel Silicon Valley
    East Palo Alto, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-01
  • S66 Uniform Combined State Law Examination
    2021-11-01
Other Names
  • Kathleen Elizabeth Carrion
  • Kathleen Elizabeth Dotson

View on SEC IAPD

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Other Offices

STRATEGIC ADVISERS LLC · PALO ALTO, CA
CITIGROUP GLOBAL MARKETS INC. · Palo Alto, CA
DCVC · PALO ALTO, CA
DCVC BIO · PALO ALTO, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Palo Alto, CA
WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA
WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA
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