Brian Basilio

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 04/2019
  Wells Fargo Bank Na
  Brea, CA
• 03/2017 → 05/2019
  Wells Fargo Clearing Services Llc
  Brea, CA
• 05/2019 → 05/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Brea, CA
• 05/2019 → 05/2023
  Bank Of America, N.A.
  Brea, CA
• 08/2023 → Present
  J.P. Morgan Securities Llc
  Pasadena, CA
• 08/2023 → Present
  Jpmorgan Chase Bank, N.A.
  Pasadena, CA
• 06/2023 → 07/2023
  Unemployed
  Corona, CA

Previous Registrations

• 2020-09-04 → 2023-05-11
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Downey, CA
  Brea, CA
  New York, NY
  Brea, CA
  Chula Vista, CA

Exams

• S66 Uniform Combined State Law Examination
  2020-09-03
• S63 Uniform Securities Agent State Law Examination
  2017-06-16