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4095 Park East Ct. Ste. C, Grand Rapids, MI 49546 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-09-04 |
Branch Locations
Pagosa Springs, CO • United States
4095 Park East Ct. Ste. C, Grand Rapids, MI 49546 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Appleton | WI | 03/2003 | 09/2018 |
| Northwestern Mutual Life Insurance Company | Sheboygan | WI | 02/2003 | 08/2018 |
| Northwestern Mutual Investment Services, Llc | Appleton | WI | 03/2003 | 09/2016 |
| Northwestern Mutual Wealth Management Company | Appleton | WI | 07/2018 | 09/2018 |
| Private Client Services | Appleton | WI | 09/2018 | 12/2018 |
| Avaii Wealth Management, Llc | Appleton | WI | 09/2018 | 08/2024 |
| Lifeworks Advisors, Llc | Pagosa Springs | CO | 08/2024 | Present |
1) Licensed insurance agent; Not investment-related; Pagosa Springs, CO 81147; Insurance sales; Implementation of insurance recommendations; approx. 10% of time during the month. 2) Rainer Financial LLC; Investment-related; 2101 N Casaloma Dr., Appleton, WI 54913; Owner; LLC responsible for collecting fees for investment advisory services offered through Lifeworks Advisors, LLC. Approx. 10% of time during the month. 3) Peak Vision Consulting LLC; Not investment-related; 1835 E Edgewood Dr, Suite 105 , Unit 700, Appleton, WI. 54913; Wealth, Insurance, and Tax Strategist; Advise individuals and business owners on reducing business risks and expenses. Approx. 5% of time during the month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-14 |
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