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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-11-03 |
| LA | RA | APPROVED | 2017-08-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Monroe | LA | 03/2017 | Present |
| Eli Lilly And Co. | Monroe | LA | 12/2011 | 03/2017 |
| Bank Of America, N.A. | Monroe | LA | 06/2017 | Present |
I*105581 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: UNIVERSITY OF LOUISIANA MONROE INVESTMENT RELATED: N ADDRESS OF BUSINESS: MONROE, LOUISIANA 71203 NATURE OF BUSINESS: OTHER, TO SUPPORT THE ULM GOLF PROGRAM POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 2/1/2009 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MEMBER OF THE ULM GOLF TEAM PARTNERS COMMITTEE; MEET 4 MTHS OUT OF THE YEAR TO DISCUSS IDEAS FOR THE ANNUAL FARM BUREAU GOLF CLASSIC TO HELP RAISE MONEY TO SUPPORT THE ULM WOMEN'S AND MEN'S GOLF PROGRAM.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-27 |
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