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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-08-05 |
| TX | RA | APPROVED_RES | 2024-02-10 |
| WA | RA | APPROVED | 2021-07-26 |
Branch Locations
1201 Third Ave Ste 3090, Seattle, WA 98101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Alpharetta | GA | 03/2017 | 12/2020 |
| Northside Hospital | Atlanta | GA | 10/2015 | 03/2017 |
| Wells Fargo Advisors Financial Network, Llc | Seattle | WA | 07/2021 | Present |
| Unemployed | Suwanee | GA | 12/2020 | 07/2021 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 2018-07-25 |
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