Kimberly Jean Haines

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 08/2019
  Goldsmith & Associates
  Jackson, MI
• 04/2017 → 09/2025
  Avantax Investment Services, Inc.
  Jackson, MI
• 09/2019 → Present
  Kimberly J Haines Llc
  Chelsea, MI
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Chelsea, MI
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2018-01-08 → 2025-09-05
  Avantax Advisory Services
  Jackson, MI
  Chelsea, MI

Other Businesses

1) Kimberly J Haines LLC~'NIR'~12855 E Old US 12, Suite 3~Chelsea~MI~48118~Accounting Services/Tax Preparation~Owner~9/3/2019~160hrs~130hrs~Processing payroll, preparing accounting and financial statements and tax preparation for clients. I conduct 100% of all services, there are no other employees. 2) HAINES ACCOUNTING POSITION: Owner NATURE: DBA for previously disclosed OBA Kimberly J. Haines. Provide Accounting, Payroll, and Tax services. INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 120 START DATE: 09/03/2019 ADDRESS: 12855 E Old US 12, Suite 3, Chelsea MI 48118, United States DESCRIPTION: Bookkeeping, payroll processing, tax planning, tax preparation, and business consulting for private small businesses and individual clients.

Exams

• S66 Uniform Combined State Law Examination
  2017-09-13