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Christine B Tran

Pnc Wealth Management LLC

Houston, TX

Austin, TX

CRD 6770852

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Employer firm

Pnc Wealth Management LLC CRD 129052

$30.3B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-02
  • TX RA
    APPROVED
    Since 2023-06-02

Branch Locations

Houston, TX • United States

1703 W. 5Th St 5Th Floor, Austin, TX 78703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbva Securities Inc. Houston TX 03/2017 06/2021
Bbva Compass Insurance Agency, Inc. Austin TX 11/2016 10/2021
Compass Bank Birmingham AL 02/2007 10/2021
Bbva Wealth Solutions Inc. Houston TX 12/2019 06/2021
Pnc Investments Llc Houston TX 05/2023 Present
Pnc Bank Houston TX 10/2021 Present
  • 03/2017 → 06/2021
    Bbva Securities Inc.
    Houston, TX
  • 11/2016 → 10/2021
    Bbva Compass Insurance Agency, Inc.
    Austin, TX
  • 02/2007 → 10/2021
    Compass Bank
    Birmingham, AL
  • 12/2019 → 06/2021
    Bbva Wealth Solutions Inc.
    Houston, TX
  • 05/2023 → Present
    Pnc Investments Llc
    Houston, TX
  • 10/2021 → Present
    Pnc Bank
    Houston, TX
Previous Registrations
  • 2019-12-02 → 2021-06-02
    Pnc Managed Account Solutions, Inc.
    Houston, TX
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-01
S63 Uniform Securities Agent State Law Examination 2018-02-20
  • S66 Uniform Combined State Law Examination
    2019-12-01
  • S63 Uniform Securities Agent State Law Examination
    2018-02-20
Other Names
  • Christine Tran
  • Christine Bao Tran

View on SEC IAPD

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