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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-07-18
NY RA APPROVED 2024-07-18
  • CA RA
    APPROVED
    Since 2024-07-18
  • NY RA
    APPROVED
    Since 2024-07-18

Branch Locations

3 Park Plz, Irvine, CA 92614 • United States

2029 Century Park E, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Bala Cynwyd PA 03/2017 12/2019
New York Life Insurance Company Bala Cynwyd PA 10/2016 12/2019
Unemployed Lancaster PA 06/2016 09/2016
Hsbc Bank Usa, N.A. Philadelphia PA 11/2019 02/2022
Hsbc Securities (Usa) Inc. Philadelphia PA 12/2019 02/2022
Citizens Securities Inc. Philadelphia PA 02/2022 06/2023
Jp Morgan Chase Bank, N.A. Irvine CA 05/2024 Present
J.P. Morgan Securities Llc Irvine CA 05/2024 Present
Wilmington Trust Century City CA 06/2023 05/2024
  • 03/2017 → 12/2019
    Nylife Securities Llc
    Bala Cynwyd, PA
  • 10/2016 → 12/2019
    New York Life Insurance Company
    Bala Cynwyd, PA
  • 06/2016 → 09/2016
    Unemployed
    Lancaster, PA
  • 11/2019 → 02/2022
    Hsbc Bank Usa, N.A.
    Philadelphia, PA
  • 12/2019 → 02/2022
    Hsbc Securities (Usa) Inc.
    Philadelphia, PA
  • 02/2022 → 06/2023
    Citizens Securities Inc.
    Philadelphia, PA
  • 05/2024 → Present
    Jp Morgan Chase Bank, N.A.
    Irvine, CA
  • 05/2024 → Present
    Irvine, CA
  • 06/2023 → 05/2024
    Wilmington Trust
    Century City, CA
Other Businesses

Sow Good Now, 80 Lancaster Ave, Suite 100 -UIF, Devon PA. It is a 501c3 non-profit organization. Helping to provide coaching and development of leadership to youth athletes, I'm a Board member - Marketing Committee as of 04/07/2021, I work 2-3 hours per month including 2 hour monthly board meeting and 1 hour of helping with board discussions, assisting the board with upcoming marketing ideas, volunteer as a mentor to youth athletes on various topics including giving back, philanthropy, and leadership skills.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-18
S63 Uniform Securities Agent State Law Examination 2019-08-24
  • S66 Uniform Combined State Law Examination
    2024-07-18
  • S63 Uniform Securities Agent State Law Examination
    2019-08-24
Other Names
  • Dilun Wu

View on SEC IAPD

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