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Brett Allan Mountain

Thrivent Investment Management Inc.

Irvine, CA

Simi Valley, CA

CRD 6770159

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-04-02
CA RA APPROVED 2017-05-24
  • TX RA
    APPROVED
    Since 2019-04-02
  • CA RA
    APPROVED
    Since 2017-05-24

Branch Locations

49 Discovery, Irvine, CA 92618 • United States

Simi Valley, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Newport Beach CA 11/2016 04/2017
N/A West Hills CA 05/2016 10/2016
Thrivent Investment Management Inc Irvine CA 04/2017 Present
Thrivent Financial Appleton WI 04/2017 08/2017
Thrivent Financial Appleton WI 08/2017 Present
  • 11/2016 → 04/2017
    Wells Fargo Bank
    Newport Beach, CA
  • 05/2016 → 10/2016
    N/A
    West Hills, CA
  • 04/2017 → Present
    Thrivent Investment Management Inc
    Irvine, CA
  • 04/2017 → 08/2017
    Thrivent Financial
    Appleton, WI
  • 08/2017 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-23
  • S66 Uniform Combined State Law Examination
    2017-05-23

View on SEC IAPD

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