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Tracy L Moscatello

Rockefeller Financial LLC

Florham Park, NJ

Palm Beach Gardens, FL

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-27
FL RA APPROVED 2022-07-20
NY RA APPROVED 2022-03-04
  • TX RA
    APPROVED
    Since 2023-03-27
  • FL RA
    APPROVED
    Since 2022-07-20
  • NY RA
    APPROVED
    Since 2022-03-04

Branch Locations

180 Park Ave Suite 203, Florham Park, NJ 07932 • United States

3835 Pga Boulevard, Suite 401, Palm Beach Gardens, FL 33410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Paramus NJ 01/1998 03/2022
Rockefeller Financial Llc New York NJ 03/2022 05/2022
Rockefeller Financial Llc Palm Beach Gardens FL 05/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-12
  • S66 Uniform Combined State Law Examination
    2021-07-12
Other Names
  • Tracy L Deluise
  • Tracy L Schmidt
  • Tracy Moscatello

View on SEC IAPD

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