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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-08-30 |
Branch Locations
Los Angeles, CA • United States
3868 W Carson St Ste 102, Torrance, CA 90503-6706 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Walnut | CA | 05/2016 | 05/2017 |
| Axa Advisors, Llc | New York | NY | 05/2017 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 05/2017 | 05/2024 |
| Lusha Liu | Los Angeles | CA | 03/2023 | 05/2024 |
| The Safavi Group, Llc | Los Angeles | CA | 08/2023 | 05/2024 |
| Ameriprise Financial Services, Llc | Torrance | CA | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-01 |
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