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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2018-06-07 |
Branch Locations
550 S 4Th St 13Th Fl [Tpb Services], Minneapolis, MN 55415 • United States
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
Minneapolis, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Saint Louis | MO | 04/2017 | 09/2017 |
| Financial Recovery Services | Edina | MN | 06/2002 | 03/2017 |
| Wells Fargo Clearing Services | Minneapolis | MN | 05/2018 | Present |
| Wells Fargo Bank | Minneapolis | MN | 05/2018 | 11/2022 |
| Unemployed | Minneapolis | MN | 09/2017 | 05/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-14 |
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