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Anne Alderman Mullen

Raymond James & Associates, Inc.

Roanoke, VA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-04-28
  • VA RA
    APPROVED
    Since 2026-04-28

Branch Locations

418 1St Street, Roanoke, VA 24011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Citizens Bank Lynchburg VA 06/2015 09/2017
Lynchburg City Schools Lynchburg VA 10/2017 05/2019
Unemployed Lynchburg VA 06/2019 03/2022
Truist Bank Lynchburg VA 04/2022 05/2023
Truist Investment Services, Inc. Roanoke VA 06/2023 04/2026
Raymond James & Associates, Inc. Roanoke VA 04/2026 Present
  • 06/2015 → 09/2017
    First Citizens Bank
    Lynchburg, VA
  • 10/2017 → 05/2019
    Lynchburg City Schools
    Lynchburg, VA
  • 06/2019 → 03/2022
    Unemployed
    Lynchburg, VA
  • 04/2022 → 05/2023
    Truist Bank
    Lynchburg, VA
  • 06/2023 → 04/2026
    Truist Investment Services, Inc.
    Roanoke, VA
  • 04/2026 → Present
    Raymond James & Associates, Inc.
    Roanoke, VA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-30
S63 Uniform Securities Agent State Law Examination 2017-04-28
  • S66 Uniform Combined State Law Examination
    2024-04-30
  • S63 Uniform Securities Agent State Law Examination
    2017-04-28
Other Names
  • Anne Walker Alderman

View on SEC IAPD

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