Best Investors
Account
Sign in
Best Investors
Account
Sign in
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-03-05 |
| AZ | RA | APPROVED | 2023-04-10 |
Branch Locations
10718 N. Oracle Road, Oro Valley, AZ 85737 • United States
777 S. Alvernon Way, Tucson, AZ 85711 • United States
2355 W. Pinnacle Peak Rd, Phoenix, AZ 85027 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hd Vest Investment Services | Tucson | AZ | 03/2017 | 06/2017 |
| Savage Law, Plc | Tucson | AZ | 07/2013 | 02/2017 |
| Bankers Life & Casualty, Inc | Tucson | AZ | 02/2017 | 03/2023 |
| Bankers Life Securities, Inc | Tucson | AZ | 12/2017 | 03/2023 |
| Bankers Life Advisory Services, Inc | Tucson | AZ | 01/2018 | 03/2023 |
| Lpl Financial | Oro Valley | AZ | 03/2023 | Present |
1) 3/2023- OneAZ Wealth Management- DBA for LPL Business (entity for LPL business)- Inv. related- at reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-19 |
Reach out to this advisor