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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-11-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mta | New York | NY | 04/2020 | 03/2022 |
| Northwestern Mutal | New York | NY | 08/2018 | 01/2020 |
| Primerica | Rosedale | NY | 10/2016 | 08/2018 |
| Queens College | Queens | NY | 08/2020 | 05/2021 |
| Queensborough Community College | Queens | NY | 01/2018 | 01/2020 |
| Equitable Advisors | Woodbury | NY | 11/2020 | 05/2021 |
| Unemployed | New York | NY | 01/2020 | 04/2020 |
| Unemployed | New York | NY | 01/2009 | 10/2016 |
| Morgan Stanley | New York | NY | 03/2022 | 10/2025 |
| Wells Fargo Clearing Services, Llc | Melville | NY | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 2017-11-17 |
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