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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-08-23 |
| TX | RA | APPROVED | 2018-11-26 |
| MO | RA | APPROVED | 2018-11-01 |
Branch Locations
1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 04/2017 | 07/2018 |
| Columbia Housing Authority's Moving Ahead Program | Columbia | MO | 03/2015 | 01/2017 |
| Watlow | Columbia | MO | 02/2017 | 03/2017 |
| Marine Parents | Columbia | MO | 08/2016 | 10/2016 |
| Wells Fargo Clearing Services | St. Louis | MO | 10/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-29 |
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