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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-01-22
  • NY RA
    APPROVED
    Since 2025-01-22

Branch Locations

Scarsdale, NY • United States

Scarsdale, NY • United States

Citi Private Bank 153 East 53Rd St., 24Th, 25Th Fls, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup New York NY 08/2021 Present
Anchor Consulting New York NY 12/2020 08/2021
University Of Maryland College Park MD 08/2019 06/2020
Legends New York NY 06/2019 08/2019
Lpl Financial - Cortale Associates Washington DC 03/2017 11/2017
University Of Maryland College Park MD 08/2015 05/2020
Ca Ventures College Park MD 05/2017 04/2019
Unemployed Scarsdale NY 06/2020 12/2020
  • 08/2021 → Present
    Citigroup
    New York, NY
  • 12/2020 → 08/2021
    Anchor Consulting
    New York, NY
  • 08/2019 → 06/2020
    University Of Maryland
    College Park, MD
  • 06/2019 → 08/2019
    Legends
    New York, NY
  • 03/2017 → 11/2017
    Lpl Financial - Cortale Associates
    Washington, DC
  • 08/2015 → 05/2020
    University Of Maryland
    College Park, MD
  • 05/2017 → 04/2019
    Ca Ventures
    College Park, MD
  • 06/2020 → 12/2020
    Unemployed
    Scarsdale, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-22
  • S66 Uniform Combined State Law Examination
    2025-01-22

View on SEC IAPD

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