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Inactive

Patrick Ray

Wealth Enhancement Advisory Services, LLC

Plymouth, MN

St Louis, MO

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Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-05-13
TX RA APPROVED_RES 2024-05-02
  • MO RA
    APPROVED
    Since 2024-05-13
  • TX RA
    APPROVED_RES
    Since 2024-05-02

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

10733 Sunset Office Dr Suite 225, St Louis, MO 63127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Retirement Group, Llc San Diego CA 11/2008 04/2024
Fsc Securities St. Louis MO 02/2011 08/2023
Wealth Enhancement Group St Louis MO 05/2024 Present
Wealth Enhancement Advisory Services St Louis MO 05/2024 Present
  • 11/2008 → 04/2024
    The Retirement Group, Llc
    San Diego, CA
  • 02/2011 → 08/2023
    Fsc Securities
    St. Louis, MO
  • 05/2024 → Present
    Wealth Enhancement Group
    St Louis, MO
  • 05/2024 → Present
    Wealth Enhancement Advisory Services
    St Louis, MO
Previous Registrations
  • 2015-01-02 → 2024-06-07
    The Retirement Group, Llc
    San Diego, CA
    St. Louis, MO
  • 2010-08-03 → 2017-12-31
    The Retirement Group, Llc
    San Diego, CA
    St.LOuis, MO
  • 2006-10-17 → 2008-12-31
    The Retirement Group
    St. Louis, MO
  • 2003-11-20 → 2006-11-02
    Butler Associates Financial Planners, Inc.
    St. Louis, MO
  • 2003-11-20 → 2005-12-31
    Butler Associates Financial Planners, Inc.
    St. Louis, MO
  • 2001-08-27 → 2003-04-21
    Signator Investors, Inc.
    Ellisville, MO
Other Businesses

WEALTH ENHANCEMENT GROUP - NON-INVESTMENT RELATED - ST. LOUIS, MO - FIXED INSURANCE - AGENT- START DATE: 10/2025 - 5 HOURS SPENT PER MONTH, 5 HOURS SPENT DURING TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-08-10
S63 Uniform Securities Agent State Law Examination 1999-04-22
  • S65 Uniform Investment Adviser Law Examination
    2001-08-10
  • S63 Uniform Securities Agent State Law Examination
    1999-04-22
Other Names
  • Patrick W Ray
  • Patrick William Ray

View on SEC IAPD

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