Joseph Michael Adriano

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2017 → 05/2018
  Transamerica Financial Advisors, Inc
  Greenwood Village, CO
• 08/2016 → 05/2018
  World Financial Group, Inc.
  Greenwood Village, CO
• 05/2018 → 11/2021
  Mass Mutual Life Insurance Company
  Denver, CO
• 05/2018 → 11/2021
  Mml Investors Services
  Denver, CO
• 11/2021 → Present
  Lpl Financial, Llc
  Centennial, CO

Previous Registrations

• 2018-06-07 → 2021-11-22
  Mml Investors Services, Llc
  Denver, CO
• 2017-03-13 → 2018-05-11
  Transamerica Financial Advisors, Llc
  Centennial, CO
  Englewood, CO

Other Businesses

1. 11/16/2021 - STRATEGIC WEALTH DESIGNS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ CENTENNIAL, CO 2. 01/01/2017 - JOSEPH ADRIANO/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 20%/ CENTENNIAL, CO 3. 02/06/2024 - The Eight Principals - Non-Inv related - Caldwell, ID - Outside/W-2 Employment - Client Relationship Manager - Started: 1/15/2024 - 15 Hrs/Mo; 2 hrs During Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  2020-02-10
• S65 Uniform Investment Adviser Law Examination
  2017-02-21