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Donna Lynn Rauen

Charles Schwab & Co., Inc.

Lone Tree, CO

Westlake, TX

CRD 6768900

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-03
CO RA APPROVED 2024-05-14
  • TX RA
    APPROVED
    Since 2026-01-03
  • CO RA
    APPROVED
    Since 2024-05-14

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc Lone Tree CO 03/2017 Present
Department Of Local Affairs Denver CO 08/2016 03/2017
Other Businesses

1) Outdoorsy | Investment Related:No|Rental Services (Other than Real Estate)|Rental |4/14/2025|Less than 20|0|We will be renting out camper using Outdoorsy. My husband will be doing all the work.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-13
S63 Uniform Securities Agent State Law Examination 2017-06-23
  • S66 Uniform Combined State Law Examination
    2024-05-13
  • S63 Uniform Securities Agent State Law Examination
    2017-06-23
Other Names
  • Donna Lynn Moseley
  • Donna Rauen

View on SEC IAPD

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