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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-09-25 |
| CA | RA | APPROVED | 2017-07-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rosemead | CA | 12/2013 | Present |
| Bank Of America, N.A. | Rosemead | CA | 12/2013 | Present |
I*5948For profit or not for profit: Name of outside business organization: TRAN RENTALInvestment related: Address of business:EL MONTE, California 91732Nature of business: ,Position, title, association: , Start date of relationship: 3/1/2018Number of hours devoted: 2 hour(s) Number of hours devoted during trading hours: 0Duties: I*1601273, Name of OBA:BA & TB Succulents; Address:ROSEMEAD, California; Investment Related: NO; Position, Title, Association:General Partner/Managing Member; Employee Start Date: 12/01/2023; No Hours: Weekly; No Hours during trading: 0; Duties: To sell succulents online. Invest fund in the business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-05 |
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