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Nicholas R Anderson

J.P. Morgan Securities LLC

Pacifica, CA

Daly City, CA

CRD 6768680

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-05-20
CA RA APPROVED 2023-01-21
  • TX RA
    APPROVED_RES
    Since 2026-05-20
  • CA RA
    APPROVED
    Since 2023-01-21

Branch Locations

1215 Linda Mar Shopping Ctr, Pacifica, CA 94044 • United States

326 Gellert Blvd, Daly City, CA 94015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Halfmoon Bay CA 06/2013 02/2019
Wells Fargo Clearing Services Llc Halfmoon Bay CA 03/2017 02/2019
La Costanera Montara CA 04/2012 09/2022
Jpmorgan Chase Bank, N.A. Daly City CA 02/2019 Present
J.P. Morgan Securities Llc Daly City CA 02/2019 Present
  • 06/2013 → 02/2019
    Wells Fargo Bank Na
    Halfmoon Bay, CA
  • 03/2017 → 02/2019
    Wells Fargo Clearing Services Llc
    Halfmoon Bay, CA
  • 04/2012 → 09/2022
    La Costanera
    Montara, CA
  • 02/2019 → Present
    Jpmorgan Chase Bank, N.A.
    Daly City, CA
  • 02/2019 → Present
    J.P. Morgan Securities Llc
    Daly City, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-20
S63 Uniform Securities Agent State Law Examination 2017-05-11
  • S66 Uniform Combined State Law Examination
    2023-01-20
  • S63 Uniform Securities Agent State Law Examination
    2017-05-11
Other Names
  • Nicholas Anderson
  • Nicholas Ryan Anderson

View on SEC IAPD

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