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Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-05-01
  • IL RA
    APPROVED
    Since 2018-05-01

Branch Locations

2000 Center Dr, Suite East C209, Hoffman Estates, IL 60192 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Rolling Meadows IL 03/2017 04/2017
Transamerica Financial Advisors, Inc Rolling Meadows IL 06/2017 Present
World Financial Group, Inc. Rolling Meadows IL 10/2016 Present
Vw Credit Inc Libertyville IL 03/2003 07/2016
Unemployed Beach Park IL 07/2016 10/2016
Make Corporation Oakbrook Terrace IL 07/2017 12/2018
Accounting Principles Deerfield IL 03/2020 03/2020
Trusted Senior Specialist Llc Houston TX 10/2021 09/2022
Devoted Health Inc. Eagan MN 11/2021 09/2022
Senior Strategies Group Inc Gurnee IL 10/2022 03/2025
Prime Planners Inc Chicago IL 03/2025 Present
Trinity Christian Center Zion IL 03/2025 Present
  • 03/2017 → 04/2017
    Transamerica Financial Advisors, Inc
    Rolling Meadows, IL
  • 06/2017 → Present
    Transamerica Financial Advisors, Inc
    Rolling Meadows, IL
  • 10/2016 → Present
    World Financial Group, Inc.
    Rolling Meadows, IL
  • 03/2003 → 07/2016
    Vw Credit Inc
    Libertyville, IL
  • 07/2016 → 10/2016
    Unemployed
    Beach Park, IL
  • 07/2017 → 12/2018
    Make Corporation
    Oakbrook Terrace, IL
  • 03/2020 → 03/2020
    Accounting Principles
    Deerfield, IL
  • 10/2021 → 09/2022
    Trusted Senior Specialist Llc
    Houston, TX
  • 11/2021 → 09/2022
    Devoted Health Inc.
    Eagan, MN
  • 10/2022 → 03/2025
    Senior Strategies Group Inc
    Gurnee, IL
  • 03/2025 → Present
    Prime Planners Inc
    Chicago, IL
  • 03/2025 → Present
    Trinity Christian Center
    Zion, IL
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. PRIME PLANNERS INC POSITION: Agent / Referral Partner NATURE: Health Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 03/24/2025 ADDRESS: 6859 W Addison Street, Chicago IL 60634, United States DESCRIPTION: Refer Medicare eligible individuals and others requiring health insurance to Prime Planners. TRINITY CHRISTIAN CENTER POSITION: Board Member NATURE: Religious Organization INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 1 START DATE: 03/25/2025 ADDRESS: 2600 Lewis Ave, Zion IL 60099, United States DESCRIPTION: Trinity Christian CenterDeacon Ministry Assignments2 Timothy 2:2b "Entrust to reliable men this trust of the gospel, who will also be qualified to teach others." General Assignments Faithfully attend and complete all assignments for monthly board meetings Weekly assist Pastor in ministry to the body (prayer, encouragement, vision-casting, follow-up) Periodically lead and fill the pulpit in Pastor's absence. Intentionally create a spirit of love, acceptance and unity in the church Faithfully administer your "serving gift" into the church body and encourage others to do likewise. Build and facilitate a strong team spirit with Pastor and fellow deacons Work with Pastor to develop a well-rounded, balanced, and effective ministry of the church facilities, ministries, and flock (guide, guard, govern). Be undershepherds to the pastor and assist in areas deemed necessary (counseling, crisis, correcting, funerals, representing Trinity, special functions). Take the lead in promoting and communicating Trinity's vision and core values. Be diligent in monthly lock-up schedule. Faithfully attend and prepare to lead your Saturday night prayer opportunity.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-04-06
S63 Uniform Securities Agent State Law Examination 2018-02-08
  • S65 Uniform Investment Adviser Law Examination
    2018-04-06
  • S63 Uniform Securities Agent State Law Examination
    2018-02-08
Other Names
  • Mitchell D Hester

View on SEC IAPD

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