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Zachary Fox

LPl Financial LLC

Fairland, IN

New Palestine, IN

CRD 6768660

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2022-06-30
  • IN RA
    APPROVED
    Since 2022-06-30

Branch Locations

Fairland, IN • United States

6375 W Us Highway 52, New Palestine, IN 46163 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 04/2017 06/2022
Pascal Engineering Arlington Heights IL 04/2015 04/2017
Lpl Financial New Palestine IN 06/2022 Present
  • 04/2017 → 06/2022
    Edward Jones
    St Louis, MO
  • 04/2015 → 04/2017
    Pascal Engineering
    Arlington Heights, IL
  • 06/2022 → Present
    Lpl Financial
    New Palestine, IN
Previous Registrations
  • 2017-08-04 → 2022-07-01
    Edward Jones
    Greenfield, IN
    St Louis, MO
    New Palestine, IN
    New Palestine, IN
Other Businesses

1-06/2022 / Fox Financial Advisors, Inc / DBA for LPL Business (entity for LPL business) / Investment Related / New Palestine, IN

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-26
  • S66 Uniform Combined State Law Examination
    2017-05-26

View on SEC IAPD

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