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CRD 6768633
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2023-05-23 |
Branch Locations
Black Diamond, WA • United States
1015 A St Ste 100, Tacoma, WA 98402 • United States
1375 Nw Mall St, Ste 1, Issaquah, WA 98027 • United States
480 Tyree Dr, Point Roberts, WA 98281 • United States
1815 Main St, Ferndale, WA 98248 • United States
1400 Commercial Ave, Anacortes, WA 98221 • United States
301 E Fairhaven Ave, Burlington, WA 98233 • United States
1620 Continental Pl, Mt Vernon, WA 98273 • United States
1301 Memorial Hwy, Mt Vernon, WA 98273 • United States
2237 Nw 57Th St, Seattle, WA 98402 • United States
2901 2Nd Ave, Seattle, WA 98121 • United States
1222 E Madison St Ste A, Seattle, WA 98122 • United States
17530 132Nd Ave Ne Ste A, Woodinville, WA 98072 • United States
1250 Barkley Blvd, Bellingham, WA 98226 • United States
435 Martin St, Blaine, WA 98230 • United States
15129 Main St Ste C101, Mill Creek, WA 98012 • United States
54 Rainier Ave S, Renton, WA 98055 • United States
138 Birch Bay Lynden Rd, Lynden, WA 98264 • United States
201 Park Ln, Kirkland, WA 98033 • United States
20313 77Th Ave Ne, Arlington, WA 98223 • United States
5701 1St Ave, South Seattle, WA 98108 • United States
2918 78Th Ave Se, Mercer Island, WA 98040 • United States
18203 Bothell Way, Bothell, WA 98011 • United States
7950 164Th Ave Ne, Redmond, WA 98052 • United States
2531 Colby Ave, Everett, WA 98201 • United States
34600 Pacific Hwy S, Federal Way, WA 98003 • United States
300 Ferry St, Sedro Woolley, WA 98284 • United States
7009 212Th St Sw, Edmonds, WA 98026 • United States
13033 Belred Rd Ste 110, Bellevue, WA 98005 • United States
1600 Cornwall Ave, Bellingham, WA 98225 • United States
225 Blair Ave, Friday Harbor, WA 98250 • United States
475 Fern St, Eastsound, WA 98245 • United States
45 Weeks Rd, Lopez Island, WA 98261 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| At&T Mobility | Moscow | ID | 03/2013 | 03/2017 |
| Edward Jones Investment | Bellevue | WA | 04/2017 | 10/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bellevue | WA | 10/2018 | 05/2023 |
| Willows Run | Redmond | WA | 04/2018 | 08/2018 |
| Bank Of America, N.A. | Bellevue | WA | 11/2018 | 05/2023 |
| Banner Bank | Kent | WA | 05/2023 | Present |
| Lpl Financial Llc | Kent | WA | 05/2023 | Present |
1- 05/2023 / Banner Bank / Financial Institution Duty / Investment Related / 160 HRS MNTH & HRS During Trading 2- 05/2023 / Banner Investment Services / Investment products and services are offered through LPL Financial LLC using the DBA/trade name Banner Investment Services / Investment Related 3- 12/12/2023 - Banner Investment Services - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 12/08/2023 - 5 Hours Per Month/ During Trading 4- 02/23/2024 - Banner Wealth & Investment Services - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Banner Wealth & Investment Services - Investment Related - At Reported Business Location(s) - Start Date 03/01/2024 - 160 Hours Per Month/ 140 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-26 |
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