Laurie Rudd

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-02-18
CA	RA	APPROVED	2011-01-03

TX RA
APPROVED_RES

Since 2020-02-18
CA RA
APPROVED

Since 2011-01-03

Branch Locations

50 W San Fernando St Ste 1500 [Ka-Rbo], San Jose, CA 95113 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	San Jose	CA	01/2011	11/2016
Wells Fargo Clearing Services, Llc	San Jose	CA	11/2016	Present

01/2011 → 11/2016

Wells Fargo Advisors Llc

San Jose, CA
11/2016 → Present

Wells Fargo Clearing Services, Llc

San Jose, CA

Previous Registrations

2005-09-08 → 2011-01-03

Wells Fargo Investments, Llc

San Jose, CA

San Jose, CA

San Jose, CA
2004-08-23 → 2005-09-13

Banc Of America Investment Services, Inc.

San Jose, CA
2002-10-02 → 2004-08-25

Morgan Stanley Dw Inc.

San Jose, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-02-18

S66 Uniform Combined State Law Examination

1999-02-18

Other Names

Laurie Stoddard Rudd
Laurie Rudd Panahi

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews