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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-06-13
TX RA APPROVED 2017-06-12
  • FL RA
    APPROVED
    Since 2017-06-13
  • TX RA
    APPROVED
    Since 2017-06-12

Branch Locations

10445 San Jose Blvd, Jacksonville, FL 32257 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 03/2017 Present
U.S. Office Of Personnel Management Arlington VA 04/2015 02/2017
Bank Of America, Na Jcksonville FL 03/2017 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-09
  • S66 Uniform Combined State Law Examination
    2017-06-09
Other Names
  • Shawn Chapman

View on SEC IAPD

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