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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APP_PEND_IARCE | 2026-01-01 |
| PA | RA | APPROVED | 2018-01-18 |
| DE | RA | APPROVED | 2017-07-14 |
| TX | RA | APPROVED | 2017-07-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 03/2017 | Present |
| Army National Guard | Westminster | VT | 03/2012 | Present |
| Bank Of America, Na | Pennington | NJ | 03/2017 | Present |
I*2107 FOR PROFIT OR NOT FOR PROFIT: GOVERNMENTAL OR PUBLIC PURPOSE ENTITY NAME OF OUTSIDE BUSINESS ORGANIZATION: VERMONT ARMY NATIONAL INVESTMENT RELATED: N ADDRESS OF BUSINESS: WESTMINSTER, VERMONT 5158 NATURE OF BUSINESS: VERMONT ARMY NATIONAL GUARD, POSITION, TITLE, ASSOCIATION: PLATOON LEADER, START DATE OF RELATIONSHIP: 3/20/2012 NUMBER OF HOURS DEVOTED: 48 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FULFILL PRIOR MILITARY OBLIGATION "469031", Name of OBA: New Jersey Army National Guard , Address: Freehold, New Jersey, Investment Related: N, Position, Title: Officer , Employee Start Date: 3/20/2012, No Hours: 96, Monthly No Hours: during trading: 0 Duties: Commissioned Officer (Captain) in New Jersey Army National Guard. Officer in Charge of a 144 personnel Light Infantry, Air Assault Company
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-13 |
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