Maneck Shroff

$1.37T regulatory AUM 17,518 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2025-03-31
TX	RA	APPROVED	2025-03-31

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	03/2017	04/2021
Bank Of America, N.A.	Pennington	NJ	03/2017	04/2021
American Income Life Insurance Company	Edison	NJ	11/2015	01/2017
Fidelity Investments	Merrimack	NH	04/2021	Present
Hand & Stone Spa	Lawrenceville	NJ	08/2019	03/2020
Fidelity Investments	Boston	MA	03/2025	Present

03/2017 → 04/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ
03/2017 → 04/2021

Bank Of America, N.A.

Pennington, NJ
11/2015 → 01/2017

American Income Life Insurance Company

Edison, NJ
04/2021 → Present

Fidelity Investments

Merrimack, NH
08/2019 → 03/2020

Hand & Stone Spa

Lawrenceville, NJ
03/2025 → Present

Fidelity Investments

Boston, MA

2021-07-08 → 2025-03-31

Fidelity Personal And Workplace Advisors

Merrimack, NH
2017-08-11 → 2021-04-23

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

Hunt Valley, MD

Pennington, NJ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-08-10