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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rolling Meadows | IL | 03/2017 | 06/2019 |
| Unemployed | West Chicago | IL | 12/2016 | 03/2017 |
| First Student Management Llc | Naperville | IL | 06/2016 | 12/2016 |
| Connect Search Llc | Lisle | IL | 12/2015 | 06/2016 |
| Bank Of America, Na | Rolling Meadows | IL | 03/2017 | 06/2019 |
| Incapital Llc | Boca Raton | FL | 02/2020 | 03/2021 |
| Unemployed | West Chicago | IL | 06/2019 | 01/2020 |
| Fidelity Investments | West Palm Beach | FL | 04/2021 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-03 |
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