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1100 Kenilworth Ave Suite 210, Charlotte, NC 28204 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-08-04 |
| TX | RA | APPROVED | 2025-08-04 |
Branch Locations
1100 Kenilworth Ave Suite 210, Charlotte, NC 28204 • United States
1301 W Wendover #C, Greensboro, NC 27408 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Deep River Capital Advisors, Llc | Bennett | NC | 06/2017 | 07/2018 |
| Food Lion | Carthage | NC | 06/2016 | 05/2018 |
| Securities America, Inc. | Greensboro | NC | 06/2018 | 06/2024 |
| Securities America Advisors | Greensboro | NC | 10/2018 | 06/2024 |
| Osaic Wealth, Inc. | Greensboro | NC | 06/2024 | 08/2025 |
| Osaic Wealth, Inc. | Greensboro | NC | 06/2024 | 08/2025 |
| Blueprint Financial Advisors Llc | Greensboro | NC | 08/2025 | Present |
| Maplewood Investments Inc | Greensboro | NC | 08/2025 | Present |
Midtown Financial Advisors - DBA only ECA MARKETING POSITION: Contractor(?) NATURE: Relationship with ECA Marketing, an IMO based in Minnesota who I use for fixed annuity, EIA, DIA, SPIA, term life, and whole life contracting. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 04/01/2019 ADDRESS: 7800 Equitable Dr, Suite 200, Eden Prarie MN 55344 DESCRIPTION: I use ECA for education on fixed and EIA annuities, and they help process the apps to the proper insurance provider as well as facilitate contracting with them. FOSTER PARENT POSITION: Parent(?) NATURE: Foster care parent with Department of Social Services, facilitated through private agency Baptist Children's Home. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 0 START DATE: 04/27/2021 ADDRESS: 255 Cameron Camp Road, Cameron NC 28326 DESCRIPTION: Housing foster children that are placed through local Department of Social Services.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-09-01 |
| S65 | Uniform Investment Adviser Law Examination | 2017-08-18 |
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