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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-13
TX RA APPROVED 2026-02-13
  • CA RA
    APPROVED
    Since 2026-02-13
  • TX RA
    APPROVED
    Since 2026-02-13

Branch Locations

749 Main St, Pleasanton, CA 94566 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Walnut Creek CA 03/2017 12/2017
University Of Arizona Tucson AZ 08/2012 12/2016
U.S. Bancorp Investments, Inc. Pleasanton CA 06/2023 02/2026
Unemployed Walnut Creek CA 03/2018 12/2018
U.S. Bank Walnut Creek CA 01/2018 02/2018
Iconic 1St. Generation Capital, Llc Martinez CA 01/2019 03/2023
U.S. Bancorp Advisors, Llc Pleasanton CA 02/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-01
  • S66 Uniform Combined State Law Examination
    2024-06-01

View on SEC IAPD

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