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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-04-21
  • IL RA
    APPROVED
    Since 2023-04-21

Branch Locations

1420 E 53Rd St, Chicago, IL 60615 • United States

840 South Oak Park Avenue, Oak Park, IL 60304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Elmhurst IL 10/2012 03/2018
Wells Fargo Clearing Services, Llc Chicago IL 03/2018 08/2018
Arlington Capital Management, Inc. Arlington Heights IL 09/2018 01/2020
Unemployed Hainesville IL 02/2020 11/2021
Northwestern Mutual Investment Services Llc Skokie IL 12/2021 01/2022
Unemployed Hainsville IL 02/2022 05/2022
Country Trust Bank Gurnee IL 06/2022 12/2022
Country Capital Management Company Gurnee IL 06/2022 Present
Country Insurance Affiliates Gurnee IL 06/2022 Present
Country Trust Bank Gurnee IL 01/2023 Present
Fifth Third Bank Chicago IL 04/2023 Present
Country Financial Crystal Lake IL 07/2022 04/2023
Unemployed Chicago IL 01/2022 07/2022
Northwestern Mutual Skokie IL 12/2021 01/2022
Unemployed Chicago IL 01/2020 12/2021
Arlington Capital Arlington Heights IL 09/2018 01/2020
Wells Fargo Chicago IL 04/2018 09/2018
Jpmorgan Chase Bank Elmhurst IL 07/2003 04/2018
Fifth Third Securities Chicago IL 04/2023 Present
  • 10/2012 → 03/2018
    Elmhurst, IL
  • 03/2018 → 08/2018
    Chicago, IL
  • 09/2018 → 01/2020
    Arlington Capital Management, Inc.
    Arlington Heights, IL
  • 02/2020 → 11/2021
    Unemployed
    Hainesville, IL
  • 12/2021 → 01/2022
    Skokie, IL
  • 02/2022 → 05/2022
    Unemployed
    Hainsville, IL
  • 06/2022 → 12/2022
    Country Trust Bank
    Gurnee, IL
  • 06/2022 → Present
    Country Capital Management Company
    Gurnee, IL
  • 06/2022 → Present
    Country Insurance Affiliates
    Gurnee, IL
  • 01/2023 → Present
    Country Trust Bank
    Gurnee, IL
  • 04/2023 → Present
    Fifth Third Bank
    Chicago, IL
  • 07/2022 → 04/2023
    Country Financial
    Crystal Lake, IL
  • 01/2022 → 07/2022
    Unemployed
    Chicago, IL
  • 12/2021 → 01/2022
    Northwestern Mutual
    Skokie, IL
  • 01/2020 → 12/2021
    Unemployed
    Chicago, IL
  • 09/2018 → 01/2020
    Arlington Capital
    Arlington Heights, IL
  • 04/2018 → 09/2018
    Wells Fargo
    Chicago, IL
  • 07/2003 → 04/2018
    Jpmorgan Chase Bank
    Elmhurst, IL
  • 04/2023 → Present
    Fifth Third Securities
    Chicago, IL
Previous Registrations
Other Businesses

rental property - 90 Alton Rd, Miami Beach, FL 33139 - owner/landlord - nominal hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-06-02
S65 Uniform Investment Adviser Law Examination 2001-06-29
  • S63 Uniform Securities Agent State Law Examination
    2023-06-02
  • S65 Uniform Investment Adviser Law Examination
    2001-06-29

View on SEC IAPD

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