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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-04-21 |
Branch Locations
1420 E 53Rd St, Chicago, IL 60615 • United States
840 South Oak Park Avenue, Oak Park, IL 60304 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Elmhurst | IL | 10/2012 | 03/2018 |
| Wells Fargo Clearing Services, Llc | Chicago | IL | 03/2018 | 08/2018 |
| Arlington Capital Management, Inc. | Arlington Heights | IL | 09/2018 | 01/2020 |
| Unemployed | Hainesville | IL | 02/2020 | 11/2021 |
| Northwestern Mutual Investment Services Llc | Skokie | IL | 12/2021 | 01/2022 |
| Unemployed | Hainsville | IL | 02/2022 | 05/2022 |
| Country Trust Bank | Gurnee | IL | 06/2022 | 12/2022 |
| Country Capital Management Company | Gurnee | IL | 06/2022 | Present |
| Country Insurance Affiliates | Gurnee | IL | 06/2022 | Present |
| Country Trust Bank | Gurnee | IL | 01/2023 | Present |
| Fifth Third Bank | Chicago | IL | 04/2023 | Present |
| Country Financial | Crystal Lake | IL | 07/2022 | 04/2023 |
| Unemployed | Chicago | IL | 01/2022 | 07/2022 |
| Northwestern Mutual | Skokie | IL | 12/2021 | 01/2022 |
| Unemployed | Chicago | IL | 01/2020 | 12/2021 |
| Arlington Capital | Arlington Heights | IL | 09/2018 | 01/2020 |
| Wells Fargo | Chicago | IL | 04/2018 | 09/2018 |
| Jpmorgan Chase Bank | Elmhurst | IL | 07/2003 | 04/2018 |
| Fifth Third Securities | Chicago | IL | 04/2023 | Present |
rental property - 90 Alton Rd, Miami Beach, FL 33139 - owner/landlord - nominal hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-06-02 |
| S65 | Uniform Investment Adviser Law Examination | 2001-06-29 |
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