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2919 Allen Pkwy, Houston, TX 77019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-19 |
| PA | RA | APPROVED | 2024-11-19 |
| NJ | RA | APPROVED | 2024-11-01 |
Branch Locations
300 Connell Drive Ste 3300, Berkeley Heights, NJ 07922 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Saddle Brook | NJ | 01/2018 | 01/2021 |
| New York Life Insurance Company | Saddle Brook | NJ | 04/2017 | 01/2021 |
| At&T | White Plains | NY | 10/2010 | 11/2017 |
| Valic Financial Advisors | Houston | TX | 02/2021 | 03/2023 |
| Agia | Houston | TX | 12/2022 | 03/2023 |
| Pruco Securities, Llc. | East Brunswick | NJ | 03/2023 | 10/2024 |
| The Prudential Insurance Company Of America | East Brunswick | NJ | 03/2023 | 10/2024 |
| Valic Financial Advisors, Inc. | Mount Laurel | NJ | 10/2024 | Present |
| Agia | Houston | TX | 11/2024 | Present |
REAL WORLD ACADEMY POSITION: Facilitator NATURE: Non-Profit and Charitable Organization INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/13/2021 ADDRESS: 55 Madison Avenue, Suite 400, Morristown NJ 07960, United States DESCRIPTION: Speaker and facilitator for youth development services ie: life skills training, budgeting, planning for independent living NOTARY POSITION: Owner NATURE: Notary/Signature Service INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 14 Luddington Avenue, Clifton NJ 07011, United States DESCRIPTION: Review identification documents and notarize documents AGIA POSITION: AGENT NATURE: Non-Securities Insurance Products INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 11/04/2024 ADDRESS: 2929 Allen Parkway, HOUSTON TX 77019, United States DESCRIPTION: Appointed as agent to sell Non-Securities Insurance products for AGIA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 2017-02-21 |
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