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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2020-08-21
  • MN RA
    APPROVED
    Since 2020-08-21

Branch Locations

Chaska, MN • United States

7500 Olson Memorial Hwy Ste 155, Golden Valley, MN 55427 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. St Louis Park MN 03/2017 03/2020
University Of South Dakota Vermillion SD 12/2014 12/2016
Wells, Schluter, Hanson, & Co Edina MN 12/2016 03/2017
Werry Family Edina MN 05/2014 12/2016
Ameriprise Financial Services, Llc Minnetonka MN 03/2020 Present
  • 03/2017 → 03/2020
    Ameriprise Financial Services, Inc.
    St Louis Park, MN
  • 12/2014 → 12/2016
    University Of South Dakota
    Vermillion, SD
  • 12/2016 → 03/2017
    Wells, Schluter, Hanson, & Co
    Edina, MN
  • 05/2014 → 12/2016
    Werry Family
    Edina, MN
  • 03/2020 → Present
    Minnetonka, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-06
  • S66 Uniform Combined State Law Examination
    2020-03-06
Other Names
  • Sydney Erin Porter

View on SEC IAPD

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