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James Lawrence Jones

Zacks Investment Management, Inc.

Arrington, TN

Chicago, IL

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Current Employers
Zacks Investment Management, Inc.

101 N. Wacker Drive Suite 1500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-12-23
  • TN RA
    APPROVED
    Since 2024-12-23

Branch Locations

Arrington, TN • United States

101 N. Wacker Drive Suite 1500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Envestnet Asset Management Chicago IL 10/2014 06/2024
Lbmz Securities, Inc. Chicago IL 07/2024 Present
Zacks Investment Management, Inc. Chicago IL 06/2024 Present
  • 10/2014 → 06/2024
    Envestnet Asset Management
    Chicago, IL
  • 07/2024 → Present
    Lbmz Securities, Inc.
    Chicago, IL
  • 06/2024 → Present
    Zacks Investment Management, Inc.
    Chicago, IL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-03-18
S65 Uniform Investment Adviser Law Examination 2024-07-12
  • S63 Uniform Securities Agent State Law Examination
    2026-03-18
  • S65 Uniform Investment Adviser Law Examination
    2024-07-12
Other Names
  • Jim Jones
  • James L Jones

View on SEC IAPD

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