Jeremy Nathan Swank

Employer firm

Janney Montgomery Scott LLC CRD 463

$110B regulatory AUM 1,031 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 10/2024
  Nfp Advisor Services, Llc
  Mansfield, OH
• 08/2016 → 10/2024
  Kestra Investment Services, Llc
  Mansfield, OH
• 08/2016 → 10/2024
  Kestra Advisory Services, Llc
  Mansfield, OH
• 10/2024 → Present
  Janney Montgomery Scott Llc
  Mansfield, OH

Previous Registrations

• 2016-08-29 → 2024-10-28
  Kestra Advisory Services, Llc
  Mansfield, OH
  Austin, TX
• 2010-02-01 → 2016-08-29
  Summit Financial Group Inc
  Mansfield, OH
• 2006-07-06 → 2010-02-09
  Lpl Financial Llc
  Reynoldsburg, OH
• 2003-04-11 → 2006-07-19
  Eagle Strategies Llc
  Dublin, OH
• 2002-01-14 → 2002-09-30
  Wells Fargo Clearing Services, Llc
  Mansfield, OH

Other Businesses

1. Per Augusta In Augusta LLC, Mansfield, OH. Sole Owner (01/2004) - real estate investments. Compensated, 10 hours/month, investment related. 2. Taking Root Farms, Mansfield, OH. Taking Root Farms will empower and enhance the daily lives of adults with developmental disabilities living in Richland County and the surrounding region. Board Member (03/2024) - Advisement to non-profit operations. Not compensated, not investment related, 5 hours/month.

Exams

• S66 Uniform Combined State Law Examination
  2007-02-13
• S65 Uniform Investment Adviser Law Examination
  1999-12-30
• S63 Uniform Securities Agent State Law Examination
  1999-02-15

Designations

• Chartered Financial Consultant