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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-07-24 |
| FL | RA | APPROVED | 2023-10-16 |
| NH | RA | APPROVED | 2023-10-06 |
Branch Locations
200 Carolina Point Parkway 4Th Floor, Greenville, SC 29607 • United States
143 North Main Street, Concord, NH 03301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Securities, Inc. | North Conway | NH | 02/2017 | 05/2019 |
| Paychex | Bedford | NH | 04/2014 | 02/2017 |
| Citizens Securities, Inc | North Conway | NH | 03/2017 | 05/2019 |
| Self Employment | Laconia | NH | 06/1990 | Present |
| Td Bank | Epsom | NH | 08/2019 | 01/2021 |
| Td Private Client Wealth Llc | Concord | NH | 01/2021 | 05/2023 |
| Td Bank N.A. | Concord | NH | 10/2023 | 06/2025 |
| Td Private Client Wealth Llc | Concord | NH | 10/2023 | Present |
| Family First Life | Belmont | NH | 05/2023 | 09/2023 |
| Td Bank N.A. | Greeneville | SC | 06/2025 | Present |
1. Self (Alan Labrie); not investment related; Address: 4 Deer Ln, Belmont, NH 03220; Position: Pianist/Organist/Keyboardist; Self-Employed; Start Date: 6/1/1990; Time Spent on Business: - approximately 8 hours / month; Number of Hours Devoted During Securities Trading Hours: 0; Duties: Play organ, piano and/or keyboards for weddings, funerals, special occasions, events, and religious services. 2. St. Andre Bessette Parish; not investment related; Address: 277 Union Avenue, Laconia, NH 03246; Type of Business: Roman Catholic Church; Title: Director of Sacred Music; Start Date: July 10, 2023; Hours Per Month: 80 hours / month; 0 hours during securities trading hours; Duties: select music for masses / religious services; coordinate musicians to sing and/or play at masses and religious services; play organ and/or keyboard at masses and religious services.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 2017-05-04 |
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