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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-07-24
FL RA APPROVED 2023-10-16
NH RA APPROVED 2023-10-06
  • MA RA
    APPROVED
    Since 2024-07-24
  • FL RA
    APPROVED
    Since 2023-10-16
  • NH RA
    APPROVED
    Since 2023-10-06

Branch Locations

200 Carolina Point Parkway 4Th Floor, Greenville, SC 29607 • United States

143 North Main Street, Concord, NH 03301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Securities, Inc. North Conway NH 02/2017 05/2019
Paychex Bedford NH 04/2014 02/2017
Citizens Securities, Inc North Conway NH 03/2017 05/2019
Self Employment Laconia NH 06/1990 Present
Td Bank Epsom NH 08/2019 01/2021
Td Private Client Wealth Llc Concord NH 01/2021 05/2023
Td Bank N.A. Concord NH 10/2023 06/2025
Td Private Client Wealth Llc Concord NH 10/2023 Present
Family First Life Belmont NH 05/2023 09/2023
Td Bank N.A. Greeneville SC 06/2025 Present
Previous Registrations
Other Businesses

1. Self (Alan Labrie); not investment related; Address: 4 Deer Ln, Belmont, NH 03220; Position: Pianist/Organist/Keyboardist; Self-Employed; Start Date: 6/1/1990; Time Spent on Business: - approximately 8 hours / month; Number of Hours Devoted During Securities Trading Hours: 0; Duties: Play organ, piano and/or keyboards for weddings, funerals, special occasions, events, and religious services. 2. St. Andre Bessette Parish; not investment related; Address: 277 Union Avenue, Laconia, NH 03246; Type of Business: Roman Catholic Church; Title: Director of Sacred Music; Start Date: July 10, 2023; Hours Per Month: 80 hours / month; 0 hours during securities trading hours; Duties: select music for masses / religious services; coordinate musicians to sing and/or play at masses and religious services; play organ and/or keyboard at masses and religious services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-12-11
S63 Uniform Securities Agent State Law Examination 2017-05-04
  • S65 Uniform Investment Adviser Law Examination
    2017-12-11
  • S63 Uniform Securities Agent State Law Examination
    2017-05-04
Other Names
  • Alan Russell Labrie

View on SEC IAPD

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