Jason R Smith

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2021-08-02
TX	RA	APPROVED	2021-08-02

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Unemployed	Sacramento	CA	12/2016	03/2017
Fluor Government Group	Greenville	SC	04/2012	12/2016
Horace Mann Investors, Inc	Springfield	IL	04/2017	06/2018
Horace Mann Companies	Springfield	IL	04/2017	06/2018
Wells Fargo Clearing Services, Llc	Sacramento	CA	07/2018	11/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Gold River	CA	01/2021	06/2021
Door Dash	Antelope	CA	11/2020	01/2021
Bank Of America, N.A.	Gold River	CA	03/2021	06/2021
Wells Fargo Clearing Services, Llc	Roseville	CA	06/2021	Present

12/2016 → 03/2017

Unemployed

Sacramento, CA
04/2012 → 12/2016

Fluor Government Group

Greenville, SC
04/2017 → 06/2018

Horace Mann Investors, Inc

Springfield, IL
04/2017 → 06/2018

Horace Mann Companies

Springfield, IL
07/2018 → 11/2020

Wells Fargo Clearing Services, Llc

Sacramento, CA
01/2021 → 06/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Gold River, CA
11/2020 → 01/2021

Door Dash

Antelope, CA
03/2021 → 06/2021

Bank Of America, N.A.

Gold River, CA
06/2021 → Present

Wells Fargo Clearing Services, Llc

Roseville, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-09-14
S63	Uniform Securities Agent State Law Examination	2017-08-12

Other Firms