Steven Michael Dias

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2012 → 12/2022
  Cantella And Co., Inc.
  Boston, MA
• 12/2022 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 12/2022 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 03/2012 → 05/2023
  Cantella And Co., Inc.
  Malten, MA

Previous Registrations

• 2012-03-15 → 2023-05-05
  Cantella & Co., Inc.
  Raynham, MA
  Raynham, MA
  Malden, MA
  Malden, MA
  Malden, MA
• 1999-05-15 → 2012-03-15
  U.S. Financial Advisors
  Raynham, MA

Other Businesses

LMA Associates Inc, 136 Hickory Drive, Raynham MA 02767, United States, 12/2022, Agent, Insurance, INV REL, 5 HR/MO, 5 HR/MO Trading LMA ASSOCIATES INC, 136 HICKORY DRIVE, Raynham MA 02767, United States, 12/2022, Certified Public Accountant, Tax Services, NIR, 20 HR/MO, 20 HR/MO Trading CIRA / 1776 Pleasant Plain Rd, Fairfield IA 52556 / 11/2022 / IAR AFFILIATION / INV REL / 160 HR/MO 120 HR TRADING

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-03-02
• S65 Uniform Investment Adviser Law Examination
  1999-03-01