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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-11-03 |
Branch Locations
2094 Grand Street Suite 4340, Lancaster, PA 17601-1236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| T. Rowe Price | Owings Mills | MD | 03/2017 | 03/2021 |
| Anne Arundel County Board Of Elections | Glen Burnie | MD | 10/2016 | 12/2016 |
| Unemployed | Towson | MD | 12/2016 | 03/2017 |
| Unemployed | Towson | MD | 06/2016 | 10/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hunt Valley | MD | 03/2021 | 10/2023 |
| Bank Of America, N.A. | Hunt Valley | MD | 05/2021 | 10/2023 |
| Charles Schwab & Co., Inc. | Lancaster | PA | 10/2023 | Present |
| Charles Schwab Bank, Ssb | Lancaster | PA | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-08 |
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