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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-06-16
  • TN RA
    APPROVED
    Since 2025-06-16

Branch Locations

Knoxville, TN • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Life Way Christian Book Store Knoxville TN 06/2016 02/2017
21St Mortgage Knoxville TN 02/2017 06/2018
Guidance Advisors Knoxville TN 06/2018 05/2025
Woodbury Financial Services Inc Knoxville TN 07/2019 01/2024
Osaic Wealth, Inc. Knoxville TN 01/2024 02/2024
Lpl Financial Knoxville TN 03/2024 05/2025
Empower Financial Services, Inc Greenwood Village CO 06/2025 Present
Empower Advisory Group, Llc Greenwood Village CO 06/2025 Present
  • 06/2016 → 02/2017
    Life Way Christian Book Store
    Knoxville, TN
  • 02/2017 → 06/2018
    21St Mortgage
    Knoxville, TN
  • 06/2018 → 05/2025
    Guidance Advisors
    Knoxville, TN
  • 07/2019 → 01/2024
    Woodbury Financial Services Inc
    Knoxville, TN
  • 01/2024 → 02/2024
    Knoxville, TN
  • 03/2024 → 05/2025
    Lpl Financial
    Knoxville, TN
  • 06/2025 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 06/2025 → Present
    Greenwood Village, CO
Previous Registrations
  • 2024-03-01 → 2025-05-29
    Knoxville, TN
    Knoxville, TN
    San Diego, CA
  • 2024-01-19 → 2024-03-06
    Knoxville, TN
  • 2022-08-11 → 2024-01-19
    Woodbury Financial Services, Inc.
    Knoxville, TN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-08-05
S63 Uniform Securities Agent State Law Examination 2020-08-08
  • S65 Uniform Investment Adviser Law Examination
    2022-08-05
  • S63 Uniform Securities Agent State Law Examination
    2020-08-08

View on SEC IAPD

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