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Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-31
  • NY RA
    APPROVED
    Since 2021-03-31

Branch Locations

1300 Veterans Highway Suite 210, Hauppauge, NY 11788 • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Island Pet Medford NY 07/2014 12/2016
Unemployed Bohemia NY 01/2017 04/2017
Gwn Securities, Inc. Palm Beach Gardens FL 04/2017 Present
  • 07/2014 → 12/2016
    Island Pet
    Medford, NY
  • 01/2017 → 04/2017
    Unemployed
    Bohemia, NY
  • 04/2017 → Present
    Palm Beach Gardens, FL
Other Businesses

Lic #1127414 Life, Accident/Health, LTC LIFE, ACCIDENT, HEALTH, LONG TERM CARE INSURANCE AND ANNUITIES POSITION: agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 11/05/2018 ADDRESS: 1300 E Veteran's Memorial Hwy, Hauppauge NY 11788, United States DESCRIPTION: Selling life and long term care insurance. CGAA, Inc., Is Investment Related, DBA, Financial Professional, 05/16/2017,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-06-29
  • S63 Uniform Securities Agent State Law Examination
    2017-06-29

View on SEC IAPD

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