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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2017-11-29
  • PA RA
    APPROVED
    Since 2017-11-29

Branch Locations

100 West State St, Media, PA 19063 • United States

3200 Chestnut Street, Philadelphia, PA 19104 • United States

3741 West Chester Pke Ste 101, Newton Square, PA 19073 • United States

116 West Township Line Road, Havertown, PA 19083 • United States

891 E Baltimore Pike, Kennett Square, PA 19348 • United States

1751 Wilimington Pike Ste B-3, Glen Mills, PA 19342 • United States

1212 Macdade Boulevard, Folsom, PA 19033 • United States

4800 Edgemont Ave., Brookhaven, PA 19015 • United States

400 East Market St, West Chester, PA 19382 • United States

1558 Chester Pike, Eddystone, PA 19022 • United States

260 W Baltimore Pike, Media, PA 19063 • United States

82 E Lancaster Ave, Paoli, PA 19301 • United States

5 Hillman Dr Ste 100, Chadds Ford, PA 19317 • United States

1110 Chester Pike, Sharon Hill, PA 19079 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Franklin Mint Federal Credit Union Broomall PA 03/2012 Present
Lpl Financial Llc Broomall PA 05/2017 Present
  • 03/2012 → Present
    Franklin Mint Federal Credit Union
    Broomall, PA
  • 05/2017 → Present
    Broomall, PA
Other Businesses

1)5/22/17- Financial Services at FMFCU- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100% 2) 11/05/2019 - Mint Wealth Advisors - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:11/05/2019 - 40 hrs/mo - 6 hrs during trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-28
  • S66 Uniform Combined State Law Examination
    2017-11-28

View on SEC IAPD

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