Best Investors Account Sign in

Susan Ellen Tooker

Wells Fargo Advisors Financial Network, LLC

Bethesda, MD

Red Bank, NJ

CRD 3168550

Claim This Profile
Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-06
MD RA APPROVED 2024-04-11
  • TX RA
    APPROVED
    Since 2025-01-06
  • MD RA
    APPROVED
    Since 2024-04-11

Branch Locations

7200 Wisconsin Ave Ste 903, Bethesda, MD 20814 • United States

331 Newman Springs Road Building 3 Suite 330 [Satellite], Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Eatontown NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Eatontown NJ 11/2016 04/2024
Wells Fargo Advisors Financial Network, Llc Bethesda MD 04/2024 Present
Previous Registrations
  • 2013-07-10 → 2024-04-10
    Wells Fargo Clearing Services, Llc
    West Long Branch, NJ
    Oceanport, NJ
    Oakhurst, NJ
    Eatontown, NJ
    Charlotte, NC
    Lincroft, NJ
    Oakhurst, NJ
    Oakhurst, NJ
    Oakhurst, NJ
    Oakhurst, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-08
S63 Uniform Securities Agent State Law Examination 1999-02-01
  • S66 Uniform Combined State Law Examination
    2013-07-08
  • S63 Uniform Securities Agent State Law Examination
    1999-02-01
Other Names
  • Susan Tooker
  • Susan Ellen Tooker

View on SEC IAPD

Nearby Firms

LGG FINANCIAL
BLUE SPARROW FUNDS GP LLC
KALAMATA ASSET MANAGEMENT LLC

Nearby Investors

Brian Craig Luts
DAVID MICHAEL GREENLEIGH
JAMIE LYNN BIGSBY

Nearby Offices

LGG FINANCIAL · BETHESDA, MD
BLUE SPARROW FUNDS GP LLC · BETHESDA, MD
KALAMATA ASSET MANAGEMENT LLC · BETHESDA, MD

More in Bethesda, MD

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor