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Collin Andrew O'COnnor

Charles Schwab & Co., Inc.

Omaha, NE

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2022-10-05
  • NE RA
    APPROVED
    Since 2022-10-05

Branch Locations

200 S. 108 Ave, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Omaha NE 01/2018 10/2023
Compass Financial Resources Lincoln NE 03/2017 12/2017
Security First Bank Lincoln NE 05/2016 04/2017
Charles Schwab & Co. Omaha NE 10/2022 Present
Charles Schwab Trust Bank Omaha NE 11/2023 Present
  • 01/2018 → 10/2023
    Td Ameritrade
    Omaha, NE
  • 03/2017 → 12/2017
    Compass Financial Resources
    Lincoln, NE
  • 05/2016 → 04/2017
    Security First Bank
    Lincoln, NE
  • 10/2022 → Present
    Charles Schwab & Co.
    Omaha, NE
  • 11/2023 → Present
    Charles Schwab Trust Bank
    Omaha, NE
Previous Registrations
  • 2019-01-10 → 2022-10-14
    Td Ameritrade, Inc.
    Omaha, NE
    Omaha, NE
  • 2019-01-08 → 2020-04-02
    Td Ameritrade Investment Management, Llc
    Omaha, NE
Other Businesses

1) Colin O'Connor Rental Property|Investment Related: No|Rental Services (Other than Real Estate)|House Owner|1/1/2025|Less than 20 hour/month - 0 during trading hours|I currently own a house and have 2 roommates that pay me monthly rent.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-04
S63 Uniform Securities Agent State Law Examination 2018-06-15
  • S66 Uniform Combined State Law Examination
    2019-01-04
  • S63 Uniform Securities Agent State Law Examination
    2018-06-15
Other Names
  • Collin O'COnnor
  • Collin Andrew O'COnnor
  • Collin Andrew O Connor

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC · OMAHA, NE
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