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Alberto Enrique Zabalaga

Morgan Stanley

Short Hills, NJ

CRD 6766851

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-15
NJ RA APPROVED 2017-09-27
  • TX RA
    APPROVED_RES
    Since 2020-04-15
  • NJ RA
    APPROVED
    Since 2017-09-27

Branch Locations

150 Jfk Parkway 2Nd Floor, Short Hills, NJ 07078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Fair Lawn NJ 03/2016 05/2017
Axa Advisors, Llc. Saddle Brook NJ 05/2017 07/2017
Morgan Stanley Short Hills NJ 08/2017 Present
  • 03/2016 → 05/2017
    Unemployed
    Fair Lawn, NJ
  • 05/2017 → 07/2017
    Axa Advisors, Llc.
    Saddle Brook, NJ
  • 08/2017 → Present
    Morgan Stanley
    Short Hills, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-31
  • S66 Uniform Combined State Law Examination
    2017-07-31
Other Names
  • Alberto Enrique Zabalaga
  • Alberto Zabalaga
  • Alberto E. Zabalaga

View on SEC IAPD

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DAVID SETH LEIBOWITZ
VALERIE RUBIO LEMMON
TERRANCE PATRICK MCGUIRE

Nearby Offices

LPL FINANCIAL LLC · SHORT HILLS, NJ
RIDGEWOOD INVESTMENTS · SPRINGFIELD, NJ
J.P. MORGAN SECURITIES LLC · SHORT HILLS, NJ

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