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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-02-18
KY RA APPROVED 2025-02-04
FL RA APPROVED 2025-02-03
IL RA APPROVED 2025-02-03
ME RA APPROVED 2025-02-03
NV RA APPROVED 2025-02-03
VA RA APPROVED 2025-02-03
MI RA APPROVED 2025-01-31
NJ RA APPROVED 2025-01-31
NC RA APPROVED 2025-01-31
PA RA APPROVED 2025-01-31
TX RA APPROVED_RES 2025-01-31
OH RA APPROVED 2020-12-08
  • AZ RA
    APPROVED
    Since 2025-02-18
  • KY RA
    APPROVED
    Since 2025-02-04
  • FL RA
    APPROVED
    Since 2025-02-03
  • IL RA
    APPROVED
    Since 2025-02-03
  • ME RA
    APPROVED
    Since 2025-02-03
  • NV RA
    APPROVED
    Since 2025-02-03
  • VA RA
    APPROVED
    Since 2025-02-03
  • MI RA
    APPROVED
    Since 2025-01-31
  • NJ RA
    APPROVED
    Since 2025-01-31
  • NC RA
    APPROVED
    Since 2025-01-31
  • PA RA
    APPROVED
    Since 2025-01-31
  • TX RA
    APPROVED_RES
    Since 2025-01-31
  • OH RA
    APPROVED
    Since 2020-12-08

Branch Locations

780 W State Street, Alliance, OH 44601 • United States

15169 Pearl Road, Strongsville, OH 44136 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Bank Medina OH 07/2015 06/2020
Citizens Securities, Inc Strongsville OH 03/2017 06/2020
Citizens Bank Rocky River OH 06/2020 07/2021
Citizens Securities, Inc Canton MA 06/2020 07/2021
Citizens Securities, Inc Westwood MA 07/2021 03/2022
Citizens Bank, N.A Rocky River OH 07/2021 03/2022
Citizens Securities, Inc. Strongsville OH 03/2022 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-12-07
S63 Uniform Securities Agent State Law Examination 2017-09-05
  • S65 Uniform Investment Adviser Law Examination
    2020-12-07
  • S63 Uniform Securities Agent State Law Examination
    2017-09-05

View on SEC IAPD

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