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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-08-29
  • TX RA
    APPROVED
    Since 2017-08-29

Branch Locations

1 Cowboys Way, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sherman Oaks CA 08/2013 Present
Bank Of America, N.A. Sherman Oaks CA 08/2013 Present
Other Businesses

I*4680331 Entity Type: Entity Charitable Name of OBA: Frisco Education Foundation Address: Frisco, Texas, 75035 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 08/20/2026 Number of Hours: 8, Monthly Number of Hours during trading: 0, Monthly Duties: To provide financial resources to maximize student potential in Frisco ISD through educational programs, student scholarships, and grants for innovative educators. Advocacy, Relationship Building, Strategic input, Event participation, and Community connection. Strategic in the sense of ideas around programs. Things to add or remove from an experience or event. Ideas to bring to the table that would make for a better experience for the students and or teachers. My role on the board is strictly focused on supporting community initiatives. I do not provide independent investment advice, recommendations, or strategic investment input in this capacity. I do not have access to any funds, nor do I have authority to direct or distribute funds. My involvement is limited to collaboration, idea sharing, and helping plan student and educator engagement initiatives.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-05
  • S66 Uniform Combined State Law Examination
    2017-07-05
Other Names
  • Miguel Bernard

View on SEC IAPD

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