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Fahad Fazal

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Tarpon Springs, FL

Hunt Valley, MD

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-14
FL RA APPROVED 2022-06-08
  • TX RA
    APPROVED
    Since 2022-06-14
  • FL RA
    APPROVED
    Since 2022-06-08

Branch Locations

910 E Tarpon Ave Ci Client Management, Tarpon Springs, FL 34689 • United States

11333 Mccormick Rd Ci Client Management, Hunt Valley, MD 21031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Temple Terrace FL 03/2017 02/2022
Capital One Tampa FL 01/2011 03/2017
Morgan Stanley Private Bank, N.A. New York NY 10/2018 02/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tarpon Springs FL 04/2022 Present
Bank Of America, N.A. Tarpon Springs FL 06/2022 Present
Previous Registrations
  • 2017-07-19 → 2022-02-10
    Morgan Stanley
    South Jordan, UT
    Tampa, FL
    Tampa, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-17
  • S66 Uniform Combined State Law Examination
    2017-07-17

View on SEC IAPD

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Other Offices

BARLAS O'REILLY WEALTH MANAGEMENT, LLC · TARPON SPRINGS, FL
PFS INVESTMENTS INC. · TARPON SPRINGS, FL
CETERA INVESTMENT ADVISERS LLC · Tarpon Springs, FL
INTEGRITY ALLIANCE, LLC. · Tarpon Springs, FL
CETERA INVESTMENT ADVISERS LLC · TARPON SPRINGS, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TARPON SPRINGS, FL
J.P. MORGAN SECURITIES LLC · TARPON SPRINGS, FL
EDWARD JONES · Tarpon Springs, FL

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